On-Going Event Filings

GDC assists our clients to be compliant with their On-going Event required filings and disclosures. 

  • Once notified by the client of a filing event, we offer 24-hour turnaround in uploading to EMMA
  • Notifications of Deadlines and Material Events 
  • Monitoring of industry-related websites and portals for information regarding potentially reportable events
  • Monitoring of SEC Rule 15c-12(b)(5) for any changes and information that maybe helpful to the issuer