Continuing Disclosure is an ongoing obligation of every municipality, school district and public agency that issues public debt. In recent years, increased enforcement of securities regulations makes it imperative that issuers stay current with their continuing disclosure requirements.
GDC’s continuing disclosure services provide clients with a cost-effective alternative for staying compliant with the SEC adopted Rule 15c2-12 requirements. GDC’s four step process includes:
- First, the careful review of past continuing disclosure filings and the requirements of your specific filings
- Second, GDC will collect all third-party demographic information that maybe required for your annual update
- Third, the preparation the Continuing Disclosure Annual Report
- Last, and most important, GDC will complete the electronic filing of the Continuing Disclosure Annual Report along with all audits, budget or other financial reports